Investment Compliance Senior Associate

About the role

State Street Global Advisors (SSGA) Investment Compliance team ensures mutual fund clients meet SEC and prospectus guidelines. The Senior Associate builds and maintains compliance rule matrices, conducts annual reviews, and supports clients and internal coding teams to deliver accurate daily and monthly compliance reporting. Bangalore, India, on-site role with hybrid collaboration across compliance, client services, and technology groups.

What you’ll do

• Onboard new investment compliance clients and translate requirements into rule matrices
• Maintain and update compliance rules in the system, liaising with coding teams
• Perform annual compliance rule reviews against updated prospectuses/SAIs
• Research ad‑hoc compliance queries and support reporting teams
• Identify and analyze operational risks, recommending procedural improvements
• Ensure timely issue resolution and communicate with client service and management teams
• Participate in cross‑functional projects and committees within the department

What you’ll bring

• 4+ years fund administration or investment compliance experience
• University degree in Business, Accounting, Finance or related field
• Knowledge of U.S. Investment Companies Act of 1940 or UCITS
• Proficiency with Alteryx workflow design
• SQL knowledge

Nice to have

• Experience with Charles River Development (CRD)
• VBA coding skills
• FRM/CFA/CISI certifications preferred

Education

Bachelor's