SS
Hiring companyState Street
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Investment Compliance Senior Associate
Bangalore,India Full-time On-site
About the role
State Street Global Advisors' Investment Compliance team ensures mutual fund clients meet SEC and prospectus investment guidelines. The Senior Associate builds and maintains compliance rule matrices, conducts annual reviews, and supports clients and internal teams with compliance reporting and issue resolution. Bangalore, India, on-site, full-time.
What you’ll do
- Create and code compliance rule matrices from client mandates
- Liaise with clients and internal teams to gather information and maintain compliance systems
- Perform annual compliance rule reviews against updated prospectuses
- Research ad‑hoc compliance queries and support reporting
- Identify operational risks and recommend procedural improvements
- Participate in departmental projects and committees
What you’ll bring
- 4+ years fund administration or related experience
- Investment compliance monitoring or coding experience (pre/post‑trade)
- Knowledge of U.S. Investment Companies Act of 1940 or UCITS
- Strong communication, organizational and analytical skills
- Proficiency with Alteryx workflows
- SQL knowledge
Skills
Compliance monitoringAlteryxSQLRegulatory analysisClient liaisonRisk identification
Education
University degree in Business, Accounting, Finance or related field