About the role

State Street Global Advisors' Investment Compliance team ensures mutual fund clients meet SEC and prospectus requirements. The Senior Associate builds and maintains compliance rule matrices, conducts annual reviews, and supports clients and internal coding teams with regulatory reporting. Bangalore, India, on-site work model.

What you’ll do

Create compliance rule matrices from client mandates
Liaise with clients to gather required data
Perform annual compliance rule reviews
Research ad‑hoc compliance queries
Coordinate with coding team for system updates
Identify operational risks and recommend procedural changes
Escalate suspicious transaction activity per policy
Participate in cross‑functional projects

What you’ll bring

4+ years fund administration or compliance experience
Knowledge of SEC Investment Company Act or UCITS
Alteryx workflow design
SQL proficiency

Nice to have

FRM or CFA certification preferred

Skills

Compliance MonitoringRegulatory ReportingAlteryxSQLClient LiaisonRisk AnalysisRule ManagementFinancial Services

Education

University degree in Business, Accounting or Finance