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Compliance Senior Associate

Gurugram, India Full-time On-site

About the role

A career in our Ethics and Business Conduct - Practice Support practice, within Risk and Compliance services, will provide you the opportunity to work with a team that provides clients with extensive risk and controls technical knowledge and sector specific experience. You’ll have the opportunity to develop a holistic approach to risk that protects businesses, facilitates strategic decision making and enhances efficiency by assisting management in the assessment of project risks and controls. Our team helps PwC develop and design effective compliance and ethics initiatives that help us proactively manage our ethics and compliance programmes. You’ll assist through all stages of the compliance and ethics life cycle including compliance programme assessments, development and transformation, risk assessment, and industry regulatory compliance.

What you’ll do

  • Implement compliance testing framework and methodology.
  • Lead compliance testing and projects.
  • Supervise teams and provide guidance.
  • Evaluate guidelines, policies, SOPs.
  • Review testing sheets and backup documents.
  • Track implementation of recommendations.
  • Finalize exceptions and discuss with teams.
  • Suggest improvements in guidelines and risk processes.
  • Prepare management presentations.
  • Develop stakeholder relationships.
  • Lead key initiatives for the function.
  • Support quality reporting to senior leadership.
  • Manage projects, recruitment, trainings.
  • Coach and train team members.
  • Demonstrate leadership and management skills.

What you’ll bring

Any Grad / Post Grad / CA / CIA / CS from a reputed institute, with prior experience in Controls & Compliance or Internal Audit (3+ years)

Skills

Implement compliance testing framework, methodology / checklists for compliance testing.Lead and perform compliance testing and other projects assigned to the Compliance team.Supervise teams / managers and provide guidance.Evaluate and examine applicable guidelines / policies / SOPs for areas being reviewed.Review testing sheets and backup documents to ensure they are in accordance with performance standards.Track and follow up on progress of implementation of recommendations with key stakeholders.Finalize exceptions and discuss them with concerned teams.Provide suggestions regarding improvements in guidelines / risk processes.Independently prepare management presentation / deck summarizing work done in each testing cycle.Develop relationships with key stakeholders and represent Compliance lead in forums.Identify and contribute to leading key initiatives for the function.Support the Compliance lead in quality reporting to Senior leadership team.Project management, recruitment, trainings.Coaching, counselling, training team members.Leadership and management skills.

Education

Graduate