Verified today
Compliance BUCG - Retail Wealth & Private Banking
About the role
Compliance Department at Axis Bank drives risk mitigation for Retail Wealth and Private Banking by ensuring adherence to RBI, SEBI and other regulatory guidelines. The Team Lead provides advisory support, oversees compliance risk management, and leads policy, monitoring and reporting activities across business units. Based in Mumbai, on-site work model, with senior leadership responsibilities and stakeholder engagement.
What you’ll do
- Assess and disseminate regulatory guideline changes
- Advise business units on compliance processes and controls
- Engage with regulators for guidance and issue resolution
- Review new products and policies for regulatory alignment
- Drive compliance culture through training and monitoring
- Conduct risk assessments and compliance testing
- Report to Board and Audit Committee on compliance matters
- Lead compliance testing and governance forums
What you’ll bring
- 15-20 years compliance experience
- Chartered Accountant or Company Secretary qualification
- MBA or Postgraduate in Banking
- Expertise in regulatory matters for Retail Wealth and Private Banking
- Strong analytical and communication skills
- Leadership and people management experience
- Project management and organizational skills
Skills
Education
- MBA
- Chartered Accountant
- Company Secretary