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Compliance jobs in Mumbai

Explore 240 current openings for Compliance jobs in Mumbai. Compare roles, employers, locations, and work options on Chuno.

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  1. ABCurrent opening

    Compliance KYC AML Compliance Team

    AXIS BANK LTD.

    Compliance KYC AML Compliance Team at Axis Bank works to manage compliance risk and ensure strict observance of banking regulations. The role updates KYC/AML policies, handles compliance queries, prepares senior manag…

    Mumbai,IndiaOn-siteFull-time
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  2. IFCurrent opening

    Compliance Manager Compliance Testing

    IDFC FIRST Bank

    The Compliance Manager (Compliance Testing) in Mumbai ensures the bank adheres to regulatory and ethical standards by designing and executing compliance testing strategies, conducting reviews, analyzing data, preparin…

    Mumbai, Maharashtra, IndiaFull-time
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  3. IFCurrent opening

    Senior Compliance Manager, Compliance Testing

    IDFC FIRST Bank

    Risk team at IDFC FIRST Bank ensures regulatory adherence and internal policy compliance. The Senior Compliance Manager designs and executes testing strategies, conducts reviews, analyzes data, prepares reports, and l…

    Mumbai,Maharashtra,IndiaOn-siteFull-time
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  4. NCurrent opening

    Analyst / Senior Analyst - Central Compliance

    Nomura

    The Central Compliance team within Nomura's Powai Legal, Compliance and Conduct division supports global entities by managing training, licensing, and regulatory reporting to ensure adherence to compliance policies. T…

    Mumbai, INOn-siteFull-time
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  5. CCCurrent opening

    Assistant Compliance Manager

    CITIC CLSA Securities

    Compliance team at CITIC CLSA India ensures regulatory adherence across stock broking, research and investment banking. The Assistant Compliance Manager advises on SEBI, AML and FIU requirements, leads corporate secre…

    Mumbai,IndiaOn-siteFull-time
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  6. ABCurrent opening

    Compliance:BUCG - Group Compliance Team

    AXIS BANK LTD.

    Compliance:BUCG - Group Compliance Team at AXIS BANK LTD. The team ensures bank-wide adherence to regulatory and internal policies, overseeing compliance risk across subsidiaries. The role drives regulatory analysis,…

    Mumbai,IndiaOn-siteFull-time
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  7. ABCurrent opening

    Compliance Testing Specialist

    AXIS BANK LTD.

    The Compliance Testing Team at Axis Bank in Mumbai ensures strict observance of statutory provisions and regulatory guidelines to manage compliance risk. The role involves testing internal controls, identifying gaps,…

    MumbaiOn-siteFull-time
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  8. NCurrent opening

    Vice President, Business Compliance

    Nomura

    Divisional Overview: Powai Legal and Compliance broadly covers the areas of Legal, Compliance and is responsible for building a robust risk and control framework. The Powai Legal and Compliance teams support Nomura Po…

    Mumbai,IN,IndiaOn-siteFull-time
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  9. ABCurrent opening

    Compliance Officer - Consumer Business

    AXIS BANK LTD.

    Axis Bank’s Compliance department seeks a Compliance Officer for its Consumer Business unit in Mumbai to manage regulatory risk and ensure adherence to banking laws. The role involves disseminating guidelines, conduct…

    MumbaiOn-siteFull-time
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  10. ABCurrent opening

    Compliance Testing Specialist

    AXIS BANK LTD.

    The Compliance Testing Team at Axis Bank ensures strict observance of banking regulations and internal policies to mitigate legal and reputational risks. In this Mumbai-based role, you will test internal controls, ide…

    MumbaiOn-siteFull-time
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  11. ACurrent opening

    Assistant Manager, Compliance

    Amneal

    The Compliance Officer role supports the Compliance Governance Framework for India Commercial in Mumbai. The incumbent partners with cross-functional teams to ensure adherence to ABAC, healthcare compliance, and local…

    Mumbai, Maharashtra, IndiaOn-siteFull-time
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  12. ABCurrent opening

    Compliance Officer - Consumer Business

    AXIS BANK LTD.

    Axis Bank’s Compliance department seeks a Compliance Officer for its Consumer Business unit in Mumbai to manage regulatory risk and ensure adherence to banking laws. The role involves disseminating guidelines, conduct…

    MumbaiOn-siteFull-time
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  13. ABCurrent opening

    Compliance Operations Team

    AXIS BANK LTD.

    Compliance Operations Team at AXIS BANK LTD. ensures adherence to regulatory guidelines and drives compliance across the bank's functions. The role disseminates regulatory updates, conducts risk assessments, prepares…

    Mumbai,IndiaOn-siteFull-time
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  14. TCurrent opening

    Compliance Analyst

    TIAA

    TIAA Global Capabilities is seeking a Compliance Analyst (Risk & Compliance Support Officer) to evaluate National Contact Center consultant interactions flagged by an AI compliance monitoring system. The role involves…

    Mumbai, IndiaHybridFull-time
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  15. SNCurrent opening

    Compliance Officer

    SVKM’s NMIMS Deemed to be University

    The Compliance Officer at SVKM Central Office, Mumbai, India, ensures institutional adherence to statutory and accrediting bodies. The role involves leading compliance efforts for organizations such as UGC, AICTE, PCI…

    SVKM Central Office, Mumbai, India
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  16. GGCurrent opening

    Manager, Compliance

    Godrej Group

    Compliance Team at Godrej Group ensures regulatory adherence and risk mitigation across the lending business. Leads a compliance testing team, prepares annual testing plans, reviews loan books and regulatory returns,…

    Mumbai,Maharashtra,IndiaOn-siteFull-time
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  17. TCCurrent opening

    Compliance Coordinator

    TSS Consultancy

    Compliance Coordination team at TSS Consultancy ensures financial crime prevention through rigorous compliance processes. The role manages customer compliance requests, coordinates internal cross‑functional responses,…

    Mumbai,IndiaOn-siteFull-time
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  18. ECurrent opening

    Compliance Officer

    Ericsson

    Ericsson seeks a Compliance Officer to join its India-based Compliance Office, reinforcing integrity and risk management across the business. The role focuses on executing the Ethics & Compliance Program, supporting T…

    Mumbai, Maharashtra, IndiaOn-siteFull-time
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  19. KCurrent opening

    Analyst, Compliance Consulting

    Kroll

    Financial Services Compliance & Regulation – Compliance Consulting practice at Kroll builds electronic surveillance solutions for hedge funds and private equity funds. The Analyst coordinates SEC compliance support, m…

    Mumbai,IndiaHybridFull-time
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  20. JMCurrent opening

    Investment Compliance

    J.P. Morgan

    Investment Compliance role at J.P. Morgan focuses on developing and maintaining rule sets that govern client financial instruments. The incumbent will act as a change agent, ensuring compliance with investment agreeme…

    Mumbai, Maharashtra, IndiaOn-siteFull-time
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