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Compliance Oversight jobs
Explore 96 current openings for Compliance Oversight jobs. Compare roles, employers, locations, and work options on Chuno.
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- ABCurrent opening
Retail Lending Team Member - Compliance Assurance & Risk Oversight (CARO)
AXIS BANK LTD.AXIS BANK LTD. is hiring a Retail Lending: Team Member - Compliance Assurance & Risk Oversight (CARO) in Mumbai. The role ensures adherence to regulatory, internal, and operational guidelines by reviewing SOPs, sustai…
MumbaiReview matching role → - MSCurrent opening
Compliance Testing Associate, Oversight, Monitoring and Testing
Morgan StanleyLegal and Compliance division at Morgan Stanley, supporting the onshore corporate secretarial team. The Associate organizes and standardizes data for branch examinations, assists with annual compliance questionnaire r…
Mumbai,IndiaOn-siteFull-timeReview matching role → - WFCurrent opening
Compliance Senior Manager, Trade and Communication Surveillance Oversight
Wells FargoGlobal Surveillance Oversight (GSO) at Wells Fargo leads the design and governance of trade, electronic communications, and voice surveillance to protect the firm from market abuse. The Senior Compliance Manager drive…
Hyderabad, IndiaOn-siteFull-timeReview matching role → - MSCurrent opening
Associate, Oversight, Monitoring and Testing
Morgan StanleyMorgan Stanley's Legal and Compliance division seeks an Associate in Oversight, Monitoring and Testing to manage regulatory and franchise risk. The role involves analyzing trade surveillance reports, investigating ale…
Mumbai, IndiaOn-siteFull-timeReview matching role → - SRCurrent opening
Control and Oversight Lead, Operations Risk & Compliance
Swiss ReOperations Risk & Compliance team at Swiss Re builds resilient operational processes through strong governance and control discipline. The Control and Oversight Lead designs and executes risk‑based testing, identifies…
Bangalore, KA, INHybridFull-timeReview matching role → - AFCurrent opening
Lead Fund Accounting Oversight
Ameriprise FinancialLead Fund Accounting Oversight at Ameriprise India LLP, a global financial services leader. The role drives oversight of fund administration services, managing supplier relationships, ensuring SLA compliance, and lead…
Noida, Uttar Pradesh, IndiaHybridFull-timeReview matching role → - ABCurrent opening
Retail Lending Team Member, Compliance Assurance & Risk Oversight
AXIS BANK LTD.Retail Lending team at Axis Bank focuses on delivering compliant lending solutions. The Team Member ensures regulatory guidelines are implemented, monitors compliance issues, and drives risk culture initiatives. Based…
Mumbai,IndiaOn-siteFull-timeReview matching role → - NTCurrent opening
Analyst, Investment Oversight & Risk
Northern TrustInvestment Oversight & Risk team at Northern Trust builds and monitors AI-enabled investment models to ensure performance and regulatory compliance. The analyst applies statistical techniques, develops monitoring scri…
Bangalore,IndiaOn-siteFull-timeReview matching role →
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