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Hiring companyMillennium
Verified today
Trade Surveillance Analyst
Bangalore, Karnataka, India
About the role
Millennium, a global diversified alternative investment firm, seeks a Trade Surveillance Analyst in Bangalore, Karnataka, India to support its Compliance Surveillance Program. The role conducts electronic communications and trading surveillance reviews focused on insider trading and market manipulation, monitors daily exception reports, investigates alerts, and assists with MNPI handling and regulatory examinations. The analyst also drafts compliance policies, monitors regulatory changes, and partners with business and compliance teams to advise firm personnel.
What you’ll do
- Conduct general electronic communications and trading surveillance reviews, with focus on potential insider trading and market manipulation
- Monitor daily surveillance reports using exception reports and other tools
- Review surveillance alerts, conduct analysis, and escalate findings as needed
- Assist with investigation and handling of inadvertent receipt of material non-public information (MNPI)
- Interact daily with business and compliance teams to provide advice and guidance on compliance matters
- Assist with regulatory examinations, inquiries, investigations, and projects as necessary
- Draft and amend compliance-related policies and procedures
- Monitor regulatory changes, updates, and industry-wide compliance initiatives
What you’ll bring
- Bachelor’s degree in finance, economics, or a related field preferred, with a strong academic record
- 3+ years of experience; prior surveillance or related experience at a regulatory authority, bank/broker, or buy-side firm is ideal
- Experience in the securities and trading industry preferred
- Knowledge of US financial markets preferred
- Previous experience working with third-party surveillance platforms
- Exceptional written, analytical, and research skills with ability to apply quantitative and qualitative analysis
- Strong attention to detail, organization, and effective verbal and written communication skills
- Proficient to advanced computer skills including Bloomberg, MS Outlook, Word, Excel, and PowerPoint
Skills
Trade surveillanceQuantitative analysisQualitative analysisRegulatory complianceBloombergMS OfficeWritten communicationAttention to detail
Education
Bachelor’s degree in finance, Economics or a related field is preferred, with a strong academic record.